Public Financing

Moody Capital’s senior bankers have guided over 100 companies through the IPO process, bringing deep expertise in public market strategies. Most recently, Moody Capital introduced an innovative, multi-tranche Registered Rights Offering structure—empowering micro-cap public companies to raise equity from existing shareholders on favorable terms.

This approach offers flexibility in capital raising while minimizing dilution. It reflects Moody Capital’s commitment to creating customized financing solutions that align with long-term shareholder value.

As an advisory-focused investment bank, Moody Capital does not underwrite IPO transactions. Rather we provide independent advice to companies who are at various stages of considering a possible IPO but haven’t chosen a lead underwriter.

Moody Capital also works with companies to explore alternatives to IPOs, such as reverse mergers.