Services

We service both publicly-listed and privately held small/micro-cap companies.

CAPITAL FORMATION

 

  • Private equity placement
  • Mezzanine debt
  • Senior debt
  • Registered directs
  • Reverse mergers
  • Other alternative public offerings
  • PIPEs
  • Other equity private placements

M&A / FINANCIAL ADVISORY

 

  • Buy-side corporate advisory
  • Corporate sales and divestitures
  • Fairness opinions
  • Going-private transactions
  • Board of Directors advisory
  • Strategic alternatives
  • Recapitalizations
  • Regulatory Capital / Community Bank Space