The Professionals of Moody Capital are hard working, creative and smart. We pride ourselves on our ability to bring together resources to solve most of the capital and treasury issues you are facing. Tim Moody is a brilliant leader with the vision to bring capital or treasury projects to fruition. The people listed here have extensive contacts in Capital Markets across the U.S. and the world. Rely on us to bring success to your project.  
 
 
 
  Tim Moody, Founder, Managing Member, and CEO

Tim Moody has been a licensed securities and insurance professional for more than 20 years. He current holds a series 7, 63, 79 and maintains two principal licenses - the general securities principals 24 and the municipal principals 53. Mr. Moody has been president and CEO of two broker dealers and is currently President and Managing Principal of Moody Capital Solutions, Inc., an investment banking firm headquarter in Atlanta, GA with representative located throughout the U.S. Moody Capital specializes in raising capital for micro cap – small cap public companies and has successfully raised over $100 million dollars over the past 6 years. Additionally Mr. Moody and his associates have raised capital for 32 de-novo banks and have completed several secondary offerings for community banks. Mr. Moody received his BA in finance from the University of Georgia and his MBA from Georgia State University.

Email:  tim@moodycapital.com

Direct Number: 404-229-0493
 
     
  Robert Rosenstein, President

Rob Rosenstein is a seasoned PIPE investment banker with a focus on life sciences and technology companies and equity financing transactions. He has over 15 years of experience in investment banking and retail / institutional brokerage firm operations. He has helped found and has been a partner in several boutique investment banks that were highly successful in PIPE financings. During his career, Rob has been actively involved in the sourcing, structuring, placing and closing of over 50 PIPE transactions valued at over $500 million. He has also placed over 25 IPO’s with a focus on life sciences and technology. Through these efforts, Rob has established key relationships with a large number of hedge funds, institutional investors and other investment managers who are active in investing in small and micro-cap opportunities. Rob is a graduate of Temple University and resides in the greater Atlanta area. He holds the Series 7, 24, 63, 65 and 79 securities licenses.

Email:  rrosenstein@moodycapital.com

Direct Number: 770-377-3556
 
     
  Marc Tesio, Managing Director

Marc Tesio is an experienced investment banker who has successfully raised in excess of $50 million of capital for life sciences and other companies. Most recently, he managed a registered direct public offering for Dara Biosciences, Inc., a life science company developing therapeutic treatments for diseases including diabetes. He also acted as financial advisor to ResverLogix, a Canadian biotechnology company that is developing two novel technologies for important global medical markets, and managed a early stage life science investment for Digene Corporation. Prior to his activities in healthcare corporate finance he managed a syndicate desk and oversaw trading and settlements serving international banks and European based institutional portfolio managers. He began his career at Oppenheimer. He holds a degree with honors in Financial Management from Old Dominion University. He serves his local community helping non-profit organizations and enjoys amateur Georgia State athletic competitions and his family in Atlanta. He holds the Series 7, 24, 63 and 79 securities licenses.

Email:  mtesio@moodycapital.com

Direct Number: 770-936-4004
 
     
  Buckner Brown, Managing Director

Bucky Brown is Managing Director at Moody Capital where he specializes in both capital raising and M&A / financial advisory transactions. Mr. Brown has more than 25 years of investment banking experience having previously been a senior investment banker at Lehman Brothers, ING Group and Morgan Joseph & Co. (among other firms). During his career, he has advised clients in a wide range of industries with regard to more than $15 billion of financing and M&A transactions. Bucky has extensive experience with a wide range of M&A transactions, including buy-side, sell-side, fairness opinion and going private transactions, as well as advising boards of directors with regard to financial and strategic alternatives. He also is experienced in helping small cap companies raise capital through various structures, including PIPES, Registered Direct offerings and other private placements. Mr. Brown received his MBA from the Sloan School of Management, M.I.T. and his B.S. from the Wharton School, University of Pennsylvania where he graduated magna cum laude. He also worked at Arthur Andersen & Co. prior to getting his MBA and is a former CPA. Mr. Brown holds Series 7, 24 and 63 securities licenses.

Email:  bbrown@moodycapital.com

Direct Number: 917-733-4848
 
     
  David Pitt, Managing Director

David Pitt brings 30 years of experience in the investment banking and brokerage businesses to Moody Capital. From January 2011 to November 2012, Mr. Pitt was the Director of Institutional Sales for FT Global Capital, Inc. Mr. Pitt led the firm’s efforts in developing new and maintaining existing relationships with institutional investors and completing cross-border US/Asian transactions. From January 2007 through December 2011 Mr. Pitt was Senior Vice President of MidSouth Capital, Inc. and Argosy Capital Securities. From October 2001 through December 2006 Mr. Pitt was Senior Vice President of Investment Banking and a Partner of HPC Capital Management. From 1998 to October, 2001, Mr. Pitt was Senior Vice President at Cardinal Capital, LLC. Prior to joining Cardinal Capital in 1998, he was Vice President at Josephthal & Co., a New York Stock Exchange member firm. He also spent two years as Vice President of Prudential Securities. Mr. Pitt began his financial services career at Bear Stearns & Co., Inc. in 1983. Mr. Pitt graduated with a Bachelor of Arts degree in Marketing/Finance from Georgia State University.

Email:  dpitt@moodycapital.com

Direct Number: 770-815-0885
 
 
Securities offered through

Moody Capital Solutions, Inc.
Member FINRA/SIPC
 
 
 
 
 
Moody Capital Solutions, Inc. | 208 summitrail lane | dawsonville | Georgia | 30534 | P 706-216-0180



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